Managed by State Street Global Advisors

The Manager

For nearly four decades, State Street Global Advisors has been committed to helping our clients, and those who rely on them, achieve financial security. We partner with many of the world’s largest, most sophisticated investors and financial intermediaries to help them reach their goals through a rigorous, research-driven investment process spanning both indexing and active disciplines. With trillions* in assets, our scale and global reach offer clients unrivaled access to markets, geographies and asset classes, and allow us to deliver thoughtful insights and innovative solutions.

State Street Global Advisors is the investment management arm of State Street Corporation.

*Assets under management were $2.47 trillion as of December 31, 2016. AUM reflects approx. $30.62 billion (as of December 31, 2016) with respect to which State Street Global Markets, LLC (SSGM) serves as marketing agent; SSGM and State Street Global Advisors are affiliated.

The Trustee

State Street Bank and Trust Company

State Street Bank and Trust Company is a wholly-owned subsidiary of State Street Corporation (NYSE: STT), one of the world's leading providers of financial services to institutional investors, including investment servicing, investment management and investment research and trading. With $29 trillion in assets under custody and administration and $2.47 trillion* in assets under management as of December 31, 2016, State Street operates in more than 100 geographic markets worldwide, including the US, Canada, Europe, the Middle East and Asia. For more information, visit State Street’s website at www.statestreet.com

*AUM reflects approx. $30.62 billion (as of December 31, 2016) with respect to which State Street Global Markets, LLC (SSGM) serves as marketing agent; SSGM and State Street Global Advisors are affiliated.

Important Risk Disclosure for TraHK

  • The Tracker Fund of Hong Kong ("TraHK") is an exchange-traded fund designed to provide investment results that closely correspond to the performance of the Hang Seng Index ("Index") but its return may deviate from that of the Index.
  • Investment involves risk, including risks of concentration of investments in shares in constituent companies of the Index, performance of the Index, economic, political and social developments, and risks relating to investment in Hong Kong-listed stocks. Investors may lose part or all of their investments.
  • Due to fees and expenses of TraHK, liquidity of the market and tracking strategy adopted by the Manager, TraHK's return may deviate from that of the Index.
  • The trading price of TraHK may differ from the underlying net asset value ("NAV") per unit.
  • TraHK may not be suitable for all investors. Investors should not invest based on this website only. Investors should read TraHK's prospectus including all risk factors, consider the product features, their own investment objectives, risk tolerance level and other factors, and seek independent financial and professional advice as appropriate prior to making any investment.
  • The performance of TraHK, the NAV per unit and the performance by the manager and the trustee of their respective obligations are not guaranteed by the HKSAR Government. The HKSAR Government has given no guarantee or assurance that the investment objective of TraHK will be met.

How to Invest

Individual Investors
  • Directly through your securities account

    TraHK is flexible and easy to trade. Investors can buy and sell them like shares during Hong Kong trading hours, typically through a stock broker or a bank. The board lots size for TraHK is 500. Investors can also employ traditional share trading techniques including stop orders, limit orders and margin purchases (if available).

  • Through monthly stock investment programme

    To begin investing in TraHK through a monthly stock investment program, please contact your bank or broker. There are two advantages of this strategy; firstly, it removes the guesswork and is relatively inexpensive as many banks or brokers offer this type of plan from as little as HK$1,000 per month; secondly, it also encourages discipline and regular saving.

  • Through contributions to an MPF investing in TraHK

    By investing in an MPF that holds units in TraHK, you may benefit from the diversification that comes from investing in a wide range of Hong Kong-listed companies. It may also be a cost-effective option with TraHK's relatively low management fees, which is particularly important as annual charges can make a big difference to your returns over time.

    Currently the following MPF providers (in alphabetic order) offer MPFs that invest in TraHK:

    • Bank of Communications Trustee Limited*
    • Bank of East Asia (Trustees) Limited*
    • BCT Financial Limited
    • BOCI-Prudential Trustee Limited#
    • FIL Investment Management (Hong Kong) Limited
    • Invesco Hong Kong Limited
    • Principal Trust Company (Asia) Limited*

    * These are MPF Trustees. The remaining names quoted are MPF Sponsors.
    # BOCI-Prudential Trustee Limited represents both MPF Sponsor and Trustee.

    This list of MPF Providers is not exhaustive and is provided for information purposes only. It is subject to change from time to time. This list of MPF Providers is not intended to be and shall not be construed as a solicitation, recommendation or invitation of an offer to buy or invest in, an offer or an advertisement of, any products provided by the above list of MPF Providers. The products as offered or provided by these MPF Providers are separate to and are not endorsed by State Street Global Advisors Asia Limited or TraHK.

Institutional investors can trade on the Stock Exchange, Over-The-Counter (OTC) or via Creation/Redemption mechanism on the primary market. For the primary market, TraHK consists of Participating Dealers, mostly including the market makers with the capacity and authority to create and redeem TraHK in accordance with demand.

List of Market Makers:
Please visit HKEX website to view the full list of Market Makers.

List of Participating Dealers:

Printable Version
B01555 ABN AMRO Clearing Hong Kong Limited  
C00093 BNP Paribas Securities Services  
B01130 BOCI Securities Limited 中銀國際證券有限公司
C00010 Citigroup Global Markets Asia Limited 花旗銀行
B01138 CLSA Limited 中信里昂證券有限公司
B01491 Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司
B01451 Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司
B01143 Haitong International Securities Company Limited 海通國際證券有限公司
B01110 J.P. Morgan Broking (Hong Kong) Limited  
C00102 Macquarie Bank Limited 麥格理銀行有限公司
B01224 Merrill Lynch Far East Limited  
B01274 Morgan Stanley Hong Kong Securities Limited  
B01961 Nomura International (Hong Kong) Limited 野村國際(香港)有限公司
B01345 Phillip Securities (Hong Kong) Limited 輝立証券(香港)有限公司
B01121 SG Securities (HK) Limited 法國興業證券(香港)有限公司
C00019 The Hongkong and Shanghai Banking Corporation Limited 香港上海滙豐銀行有限公司
B01161 UBS Securities Hong Kong Limited  

This list of participating dealers is provided for information purposes only and is subject to change from time to time.

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Important Risk Disclosure

Historical performance is not necessarily indicative of future performance of an investment. The value of investments may fall as well as rise and investors may not get back the amount invested. The semi-annual distributions are dependent on TraHK’s performance and are not guaranteed.

Applications to create or redeem interests in any exchange traded fund referred to on this Site ("Units/Shares") may only be effected through participating dealers, and are generally only issued or redeemed in large blocks. Investors may request participating dealers to apply on their behalf for the creation and/or redemption of Units/Shares. Once listed, investors can also acquire or dispose of Units/Shares on the exchange on which such Units/Shares are listed like other publicly traded shares. However, listing does not guarantee a liquid market for Units/Shares. Units/Shares are traded on the relevant exchange at market price, which may be different from the net asset value per Unit/Share, and may be delisted.

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